[ad_1] <br><a target="_blank" href="https://news.google.com/rss/articles/CBMiowFBVV95cUxPWG04OG9Pd3hGVWwwdkYxM2h1R1A4ZnJCcUtmT09JTHNDU3JDSnJRMGxOVzM3MUhPSTk3TmRsS2RnU0JGNF9LQlhhOUwxakpraDlIY05fNmV3SFYtbXlmVWo5UjNFMHBFX3Z4R25sZUktXzdfaXZtQkdhMWdJa3F0RTJua3dGOEhkSTFBTHpOcEx2VUJkTExzSHVrMlJxUVpoN1RN0gFWQVVfeXFMUGcwdkR0TVJSSjJTbDFqZjRqc1luaTZwVTh6OExvMXJ0amZERzhPcWlXSGF4cEIxbDRRTzZxdVJiWEZQc2F3SzFlLW9hM0FCdGxQT2dpN1E?oc=5" rel="noopener">SEC Settles Reg BI Case Against Calif. Broker-Dealer</a> <font color="#6f6f6f">Law360</font> <br>[ad_2] <br><a href="https://news.google.com/rss/articles/CBMiowFBVV95cUxPWG04OG9Pd3hGVWwwdkYxM2h1R1A4ZnJCcUtmT09JTHNDU3JDSnJRMGxOVzM3MUhPSTk3TmRsS2RnU0JGNF9LQlhhOUwxakpraDlIY05fNmV3SFYtbXlmVWo5UjNFMHBFX3Z4R25sZUktXzdfaXZtQkdhMWdJa3F0RTJua3dGOEhkSTFBTHpOcEx2VUJkTExzSHVrMlJxUVpoN1RN0gFWQVVfeXFMUGcwdkR0TVJSSjJTbDFqZjRqc1luaTZwVTh6OExvMXJ0amZERzhPcWlXSGF4cEIxbDRRTzZxdVJiWEZQc2F3SzFlLW9hM0FCdGxQT2dpN1E?oc=5">Source link </a>